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Sfc circular on instant messaging

Web11 Mar 2024 · WeChat promises free, crystal clear voice and video calls along with individual and group instant messaging.. It also offers multimedia messaging, group chat and calls, sticker galleries, your own … Web5 Feb 2024 · The SFC’s latest circular adds that SFC-licensed intermediaries are expected to remain focused on internal controls and risk management to ensure financial and …

Report on Operational Resilience and Remote Working …

Web10 Feb 2024 · On 28 January 2024, Hong Kong’s Securities and Futures Commission (SFC) reprimanded and fined Citigroup Global Markets Asia Limited (CGMAL) HK$348.25 million for serious regulatory breaches and internal control failures in relation to the issuance of misleading indications of interest 1 (IOIs) and misrepresentations given to institutional … Web28 Dec 2024 · A complete ban of any form of unmonitored instant messaging; Restricting messaging apps and specifying which can be used; Implementing software solutions that work with instant messaging platforms to allow monitoring and data retention (e.g. LeapXpert Federated Messaging Orchestration Platform). Options For Company Instant … grainy screen resolution https://bossladybeautybarllc.net

Hong Kong Securities and Futures Commission Regulations

WebInstant Messaging (IM) Application Circular On 4th May 2024, SFC issued a circular providing guidance on the measures and controls which intermediaries need to establish … Web8 Feb 2024 · In 2024, the SFC created a new regime for virtual asset service providers (VASPs), effectively allowing cryptocurrency exchanges to opt in to regulation, by listing at least one security token on their platform and thereby bringing themselves within scope of existing security regulation. In doing so, the exchange would also be expected to abide ... Web4 May 2024 · The Hong Kong Securities and Futures Commission (SFC) has responded to a growing volume of enquiries from the securities industry about the receipt of client orders … china oil imports middle east eia

Hong Kong SFC Issues New Guidelines on Electronic Data Storage

Category:SFC issues guidance on IM messaging controls FIA

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Sfc circular on instant messaging

(I) Applicability of investor protection measures - Hong Kong dollar

Web25 Feb 2024 · View PDF. Authored by: Su Cheen Chuah and Joey Lee On 28 January 2024, the Hong Kong Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) issued a joint circular on intermediaries’ virtual asset-related activities (Joint Circular), which supersedes the SFC’s circular to intermediaries on the distribution … WebSFC's Circular to Intermediaries – Receiving Client Orders through Instant Messaging[7] dated 4 May 2024 2024 Circular ) in relation to record keeping, security and reliability, compliance monitoring and establishing internal policies and procedures are observed.

Sfc circular on instant messaging

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Web22 Dec 2024 · Why the SFC. Join us as an experienced professional. Current Openings; Join us as a Graduate Trainee. Graduate Trainee Programme; Join us as an Intern. Summer … Web4 May 2024 · SFC provides guidance on use of instant messaging 4 May 2024 The Securities and Futures Commission (SFC) today issued a circular to intermediaries to …

Web11 Oct 2024 · We have compiled the following chronology table which serves as a quick reference point to track the circulars and guidance published by HK financial services regulators in relation to COVID-19. We will update the table regularly. Kindly note that the table is not intended to capture all regulatory publications on an exhaustive basis. WebHong Kong – SFC issues circular on receiving client orders through instant messaging services On 4th May 2024, the SFC issued a circular to intermediaries on the use of …

Web13 Sep 2024 · This circular sets out the requirements to be observed for obtaining express consent from individual clients as ... and/or the Securities and Futures Commission (SFC) under the HKIDR and OTCR. Such consent may be obtained by written and signed acknowledgement on paper, or by electronic means (which may include, for example, by … Web21 May 2024 · SFC’s suggested controls on the use of instant messaging Rory Gallaher and Isabella Wong The Securities and Futures Commission (SFC) has published suggested controls for intermediaries using instant messaging (IM) …

WebThe Securities and Futures Commission (SFC) received a number of enquiries from the securities industry about the receipt of client orders through instant messaging 1 (IM). This circular provides guidance on the key controls and procedures which intermediaries are expected to put in place when using IM applications to receive client orders.

Web31 Mar 2024 · The Securities and Futures Commission (“SFC”) is closely monitoring the development of the global COVID-19 pandemic. The SFC is aware of concerns from the … china oil painting galleryWeb3 Mar 2024 · In May 2024, SFC issued a circular, which includes suggested controls for intermediaries using instant messaging (IM) applications, such as WhatsApp. … china oil imports per dayWeb2 Mar 2024 · Joint SFC-HKMA circular to intermediaries The joint circular covers a range of VA-related activities by intermediaries in light of the rapidly evolving developments in VA products and services. It sets out some new requirements (such as additional investor protection measures) and reminds intermediaries of the existing requirements that apply … grainy screen opening macbookWeb21 May 2024 · The Securities and Futures Commission (SFC) has published suggested controls for intermediaries using instant messaging (IM) applications in a circular of 4 … china oil painting factorygrainy screen monitorWebHong Kong – SFC issues circular on receiving client orders through instant messaging services On 4th May 2024, the SFC issued a circular to intermediaries on the use of instant messaging services such as Whatsapp and WeChat … china oil production newsWeb28 May 2024 · The circular, published on May 4, was issued in response to the rising use of instant messaging for communications among traders and their brokers. The SFC has … china oil consumption and production